If you are looking to begin a career as an investment advisor in today’s rapidly growing investments market, then you have to consider taking the Series 65 exam to get a license. But what is a Series 65 license and what are the Series 65 license requirements?
To start, the Series 65 exam is formally known as the Uniform Investment Adviser Law Examination. It is a test that covers debt securities, options, trading securities, retirement plans, and also portfolio management. It is a 130-question test that you have to finish in three hours. Successfully passing the Series 65 exam grants you a license to become an Investment Adviser Representative. Aside from submitting the form and payment to take the exam, passing the test is the only Series 65 license requirement.
Because the Series 65 exam involves financial investments, law, and other economic concepts, you might already be asking yourself the question “how hard is the Series 65?”. While there are no definite Series 65 exam pass rates that could show you just how difficult the exam is, what is sure is that most people devote about a hundred hours of studying to prepare for it. And even if they do, there really is no guarantee of passing it.
But you do not need to worry if you are planning to take the Series 65. What is normally a difficult test can be made a lot easier if you know have done your preparations well. And one of the best ways of doing so is to use what we believe are the best Series 65 study guides you can find in the market.
Last update: 2024-05-03
Our Favorites for Best Series 65 Study Guides (the best out of the bunch)
Pass the 65: A Plain English Explanation to Help You Pass the Series 65 Exam by Robert M. Walker
There probably is no better way for you to start than to use a book that makes something so difficult into a simpler and more understandable field of study. In this case, Pass the 65 was written specifically as a Series 65 study guide that discusses and explains the topics and concepts covered by the test in a way that is so easy to understand. As the title of the book says, it explains the topics in simple English.
The topics covered by the Series 65 exam can be quite boring especially if you are in the middle point of your long studying hours. However, this book makes something quite uninteresting into a relatable and somewhat fun concept. It almost makes you forget that you are reading through topics related to investments, finances, and economics.
But this book does not simply discuss the meaning of terms and vocabulary related to the Series 65. The author knows for a fact that what is tested is not your knowledge of the meaning behind words but how well you can analyze the information given to you. In that sense, the book makes it a point to make sure you not only understand the concepts but also know how to apply them in real-life situations.
Pass the 65 also comes with its own online test bank with over a thousand questions to make sure you not only understand the topics to the letter but also to give you a wealth of Series 65 sample questions you can use to test your knowledge and skills on.
In conclusion, this Series 65 study material is a work of art for those looking to understand the topics in a simpler and more relatable way. It is a good starting point if you want to study from scratch or if you often have trouble learning the topics from other Series 65 study guides.
What makes it unique:
- It has a way of making what is usually a difficult topic into something more interesting and digestible for the brain.
- The book is written really well so that you can easily absorb and retain any of the information you read through.
Why choose this book:
- It is the best book if you want to know and understand the Series 65 concepts in a simpler and more understandable fashion.
- Despite how it discusses the topics in simple terms, it is actually quite comprehensive as it covers every detail needed to help you pass the Series 65 test.
- Walker, Robert M. (Author)
- English (Publication Language)
- 431 Pages - 01/04/2016 (Publication Date) - SureFire Publications (Publisher)
Last update: 2024-05-03
Kaplan Series 65 Exam Manual by Kaplan Inc.
Kaplan is one of the most widely known names in the test prep book industry as the company has published a lot of study guides that have helped students succeed in their different exams. In that regard, the same big-name company offers you a high-quality Series 65 study guide that promises to give you comprehensive content and a wealth of questions you can use to guide yourself throughout your review.
Kaplan Series 65 Exam Manual is one of the most comprehensive Series 65 exam prep books you can find today. Some would say that having too much information can be a bad thing but that is not the case here because this book just has the right amount of information and covers every detail and concept you need to arm yourself with. It leaves no stone unturned and makes sure that you
That said, Kaplan's Series 65 study guide is not the most concise or direct-to-the point material but it gets the job done as it fills your head with all sorts of useful information about the topics covered by the Series 65. That makes it a good choice for anyone who does not have a background in the industry because of how it helps you start out from scratch while providing you with every bit of detail you need to pass the Series 65 exam.
The book also contains a good number of Series 65 sample questions both at the end of each subsection and at the end of a chapter. It does not wait to drill you at the end of the entire book as putting the practice questions right after the sections helps improve your retention.
As long as you have done your due diligence in highlighting the important parts of the books, answering the Series 65 practice questions, and re-reading through the key sections and phrases a few days or weeks before the exam, then there probably is no reason for you to fail the Series 65 exam.
What makes it unique:
- It is complete and comprehensive in its content review.
- It provides more information than necessary but that is better than lacking in information.
Why choose this book:
- This is a good book to start with if you do not have a background in the financial industry as it gives you all the basic and advanced knowledge you need.
- It works well on its own as your only resource but can also be supplemented with question banks.
- Kaplan Inc (Author)
- English (Publication Language)
- 611 Pages - 05/05/2024 (Publication Date) - Kaplan Financial Education (Publisher)
Last update: 2024-05-03
The Runners-Up for Best Series 65 Exam Prep Books (still good but a little lacking)
Series 65 Exam Secrets Study Guide by Series 65 Exam Secrets Test Prep Team
Series 65 Exam Secrets Study Guide is a highly recommended Series 65 study material for anyone looking for a study guide that is easy on the budget and is also a quick and easy read. But, despite that, it does not skimp out on quality as it still is a comprehensive and complete review material best used by someone who is already confident in his/her foundational knowledge of the topics covered by the Series 65 test.
What makes it stand out is that it goes directly to the point and only covers the most important concepts and information per topic. It analysis those topics in such a way that it summarizes them in a brief, digestible, but still thorough content review portion. That helps you save time especially if you do not have such a luxury.
In that sense, this book allows you to zero in on what is really relevant. Everything is explained well in brief and follows a structure that is also easy to follow. You do not have to read through materials and information that might not even be useful for the exam as this Series 65 study guide saves you the effort of going through hundreds of words just to find what is really important. Other than that, it also paints a good picture of what the Series 65 exam will be like.
That said, this book is a Series 65 exam prep material you should highly consider if you are short on time and money. It also best used as your main material if you are in the final leg of your review since all you need to do at that point is to go over the relevant points and details.
What makes it unique:
- It goes straight to the point and summarizes the important information covered by the Series 65 exam.
- Using the book allows you to paint a picture of what to expect during the actual test.
Why choose this book:
- It is a great book to use if you are looking for a quick review.
- If you are already confident in your basic knowledge, this works as a review book for your entire review since it summarizes all of the important points.
- Series 65 Exam Secrets Test Prep Team (Author)
- English (Publication Language)
- 132 Pages - 02/14/2013 (Publication Date) - Mometrix Media LLC (Publisher)
Last update: 2024-05-03
Series 65 Exam Practice Question Workbook by Coventry House Publishing
Though this is brought to you by a name that is not really one of the biggest in the test prep industry, Series 65 Exam Practice Question Workbook still stands out as a useful Series 65 study material precisely because of the sheer volume of questions it has. It focuses entirely on Series 65 practice exam questions to make sure you do not run out of ways of testing out your knowledge and skills.
What makes this book a highly recommended Series 65 study guide is that it provides you with a new way of studying for the test. With all the books that are geared towards comprehensive and long content reviews, this material allows you to look at your preparation from another angle as you supplement your other study guides with one that really tests out how well you have studied.
The contents of Series 65 Exam Practice Question Workbook itself are well-organized. It has six Series 65 practice exams that follow the 130-item format you will encounter in the actual Series 65 test. In that regard, you will really get a first-hand feeling of what it is like to take the real thing as this book’s Series 65 practice questions are as close to the actual test as possible.
What makes it unique:
- It focuses on Series 65 practice exam questions.
- The questions are divided well into six different Series 65 practice tests that are reflective of the real exam.
Why choose this book:
- If you are tired of endlessly reading concepts and want to test out your knowledge instead, this is Series 65 exam prep material you should consider to break the monotony.
- It works best as a supplementary material that hones your test-answering skills.
- Coventry House Publishing (Author)
- English (Publication Language)
- 242 Pages - 01/20/2019 (Publication Date) - Coventry House Publishing (Publisher)
Last update: 2024-05-03
The Best Value for Your Money for a Series 65 Study Guide (good and affordable)
Series 65 Exam Practice Questions by Series 65 Exam Secrets Test Prep Team
Series 65 Exam Practice Questions was developed to be a companion book to the main Series 65 study guide by Mometrix. Although it was meant to be partnered with another book, it can still stand out well on its own especially if you have done your due diligence in reviewing the topics and concepts covered by the Series 65 test.
With only 65 pages, this book looks like it does not have much in it but it actually has the right number of Series 65 practice questions you need to test out how well you have studied for the exam. It has more than 250 sample questions all designed to mimic the ones in the actual Series 65 exam so that you can properly assess and gauge how well-prepared you really are.
Another thing good about this book is that it provides every question with their own answer explanations so that you will be aware of why you got the answer wrong and of how you can improve in the future. That makes this book a fundamentally helpful Series 65 prep material for those looking to invest what little time they have to answering and learning from practice questions.
What makes it unique:
- It zeroes in on Series 65 practice questions.
- The answer explanations are detailed enough to help you understand your mistakes.
Why choose this book:
- This is a handy book that you can carry around wherever you go so that you can answer Series 65 practice exam questions as you travel.
- Though it has its own identity, it is recommended that you choose this book to supplement your main Series 65 study materials.
- Series 65 Exam Secrets Test Prep Team (Author)
- English (Publication Language)
- 66 Pages - 03/15/2016 (Publication Date) - Mometrix Media LLC (Publisher)
Last update: 2024-05-03
Summary of the Best Series 65 Study Guides
To sum up, here are the Series 65 study guides we looked at today:
Last update: 2024-05-03
The Series 65 is one of the most difficult exams administered by the Financial Industry Regulatory Authority. Though you only need to score 72% to pass the Series 65 exam, you have to consider that there are only 130 questions for you to answer. That means that your window of making a mistake is a lot smaller. And if you consider that you are also time-pressured, things will only get tougher.
But by using one of our recommended books and supplementing them with a good question bank full of challenging yet informative Series 65 practice questions, you will not only hone your fundamental knowledge but also minimize the mistakes you commit so that a Series 65 license will be firmly within your reach.
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